SEC Filings

  • Annual Filings    <<back to top
    • 10-C Filing for NASDAQ securities containing info on change in shares or a change in name
    • 10-C Filing for NASDAQ securities containing info on change in shares or a change in name
    • 10-C/A Amendment to a previously filed 10-C
    • 10-K Annual report which provides a comprehensive overview of the company for the past year
    • 10-K/A Amendment to a previously filed 10-K
    • 10-K405 Annual report. The Regulation S-K Item 405 box on the cover page is checked
    • 10-K405/A Amendment to a previously filed 10-K405
    • 10-KT Annual transition reports filed rule 13a-10 or 15d-10 of the Securities Exchange Act
    • 10-KT/A Amendment to a previously filed 10-KT
    • 10KSB Annual report filed by small businesses
    • 10KSB/A Amendment to a previously filed 10KSB
    • 10KSB40 Optional form for annual and transition reports of small business issuers
    • 10KSB40/A Amendment to a previously filed 10KSB40
    • 10KT405 Annual transition report filed Rule 13a-10 or15d-10 of the Securities Exchange Act
    • 10KT405/A Amendment to a previously filed 10KT405
    • 11-K An annual report of employee stock purchase, savings and similar plans
    • 11-K/A Amendment to a previously filed 11-K
    • 11-KT Annual report of employee stock purchase savings and similar plans
    • 11-KT/A Amendment to a previously filed 11-KT
    • 18-K Annual report for foreign governments and political subdivisions
    • 18-K/A 18-K/A
    • 20-F Registration of securities of foreign private issuers pursuant to section 12(b) or (g)
    • 20-F/A Amendment to a previously filed 20-F
    • ARS An annual report to security holders.
    • ARS/A ARS/A
    • N-18F1 Notification of election pursuant to Rule 18f-1
    • N-18F1/A Pre-effective amendment to an N-18F1 filing
    • N-23C-1 Reports by closed-end investment companies of purchase of their own securities
    • N-23C-1/A Pre-effective amendment to an N-23C-1 filing
    • N-30D An annual and semi-annual report mailed to shareholders. Filed by registered investment companies
    • N-30D/A Amendments to a previously filed N-30D
    • NSAR-A Semi-Annual report for management companies
    • NSAR-A/A Amendments to a previously filed NSAR-A
    • NSAR-AT Transitional semi-annual report for registered investment companies (Management)
    • NSAR-AT/A Amendments to a previously filed NSAR-AT
    • NSAR-B Annual report for management companies
    • NSAR-B/A Amendments to a previously filed NSAR-B
    • NSAR-BT Transitional annual report for management companies
    • NSAR-BT/A Amendments to a previously filed NSAR-BT
    • NSAR-U Annual report for unit investment trusts
    • NSAR-U/A Amendments to a previously filed NSAR-U
    • NT 10-K Notification that form 10-K will be submitted late
    • NT 10-K/A Amendment to a previously filed NT 10-K
    • NT 11-K Notification that form 11-K will be submitted late
    • NT 11-K/A Amendment to a previously filed NT 11-K
    • NT 20-F NT 20-F    
    • NT 20-F/A NT 20-F/A
    • NT-NSAR Request for an extension of time for filing form NSAR-A NSAR-B or NSAR-U
    • NT-NSAR/A Amendments to a previously filed NT-NSAR
    • NTFNSAR NTFNSAR    
    • NTN 11K NTN 11K    
    • NTN 20F NTN 20F    
  • Quarterly Filings    <<back to top
    • 10-Q Quarterly report which provides a continuing view of a company's financial position
    • 10-Q/A Amendment to a previously filed 10-Q
    • 10-QT Quarterly transition reports filed rule 13a-10 or 15d-10 of the Securities Exchange Act
    • 10-QT/A Amendment to a previously filed 10-QT
    • 10QSB Quarterly report filed by small businesses
    • 10QSB/A An amendment to a previously filed 10QSB
    • 13F-E Quarterly reports filed by institutional managers
    • 13F-E/A Amendment to a previously filed 13F-E
    • BW-2 BW-2    
    • NT 10-Q Notification that form type 10-Q will be submitted late
    • NT 10-Q/A Amendment to a previously filed NT 10-Q
    • NTN 10Q NTN 10Q    
  • Current Filings    <<back to top
    • 6-K Report of foreign issuer rules 13a-16 and 15d-16 of the Securities Exchange Act
    • 6-K/A Amendment to a previously filed 6-K
    • 8-K Report of unscheduled material events or corporate event
    • 8-K/A Amendment to a previously filed 8-K
    • 8-K12G3 Notice of securities of successor issuers deemed registered
    • 8-K12G3/A Amendment to a previously filed 8-K12G3
    • 8-K15D5 Notification of assumption of duty to report by successor issuer
    • 8-K15D5/A Amendment to a previously filed 8-K15D5
  • Registration Statements     <<back to top
    • 10-12B Registration filing of securities pursuant to section 12(b) of the Securities Exchange Act
    • 10-12B/A Amendment to a previously filed 10-12B
    • 10-12G A general registration filing of securities pursuant to section 12(g) of the Securities Exchange Act
    • 10-12G/A Amendment to a previously filed 10-12G
    • 10SB12B Registration for small business issuers pursuant to section 12(b) of Securities Exchange Act
    • 10SB12B/A Amendment to a previously filed 10SB12B
    • 10SB12G Registration for small business issuers pursuant to section 12(g) of Securities Exchange Act
    • 10SB12G/A Amendment to a previously filed 10SB12G
    • 18-12B Registration of securities filed pursuant to section 12(b) of the Securities Exchange Act
    • 18-12B/A Amendment to a previously filed 18-12B
    • 18-12G Registration of securities filed pursuant to section 12(g) of the Securities Exchange Act
    • 18-12G/A Amendment to a previously filed 18-12G
    • 20FR12B Registration of securities of foreign private issuers 12 (b) of the Securities Exchange Act
    • 20FR12B/A Amendment to a previously filed 20FR12B
    • 20FR12G Registration of securities of foreign private issuers 12 (g) of the Securities Exchange Act
    • 20FR12G/A Amendment to a previously filed 20FR12G
    • 24F-1 Registration of securities by certain investment companies 24f-1. Notification of election
    • 24F-2EL Registration of securities by certain investment companies 24f-2. Declaration of election
    • 24F-2EL/A Amendment to a previously filed 24F-2EL
    • 24F-2NT Registration of securities by certain investment companies. Rule 24f-2 notice
    • 24F-2NT/A Amendment to a previously filed 24F-2NT
    • 424A Substantive changes from or additions to a prospectus previously filed
    • 424B1 Form of prospectus that discloses information previously omitted from the prospectus
    • 424B2 Form of prospectus filed in connection with primary offering of securities on a delayed basis
    • 424B3 Form of prospectus reflecting facts events constituting substantive change from last form
    • 424B4 Form of prospectus disclosing information facts events covered in both forms 424B1 424B3
    • 424B5 Form of prospectus disclosing information facts events covered in both forms 424B2 424B3
    • 424B7 424B7    
    • 485A24E Registration statement for management investment companies Rule 485(b)0.24
    • 485A24F Registration statement for management investment companies Rule 485(b) 24f-2
    • 485APOS Registration statement for management investment companies Rule 485(a)
    • 485B24E Registration statement for management investment companies Rule 485(a)0.24
    • 485B24F 485B24F    
    • 485BPOS Registration statement for management investment companies) 485(b)
    • 486A24E 486A24E    
    • 486B24E 486B24E    
    • 486BPOS 486BPOS    
    • 487 Pre-effective pricing amendments filed pursuant to Rule 487
    • 8-A12B Registration of certain classes of securities 12(b) of the Securities Exchange Act
    • 8-A12B/A Amendment to a previously filed 8-A12B
    • 8-A12G Registration of certain classes of securities 12(g) of the Securities Exchange Act
    • 8-A12G/A Amendment to a previously filed 8-A12G
    • 8-B12B Registration of securities of certain successor issuers 12(b) of the Securities Exchange Act
    • 8-B12B/A Amendment to a previously filed 8-B12B
    • 8-B12G Registration of securities of certain successor issuers 12(g) of the Securities Exchange Act
    • 8-B12G/A Amendment to a previously filed 8-B12G
    • 8A12BEF Registration of listed debt securities 12(b)
    • 8A12BT 8A12BT    
    • 8A12BT/A Amendment to a previously filed 8A12BT
    • BW-3 BW-3    
    • DEL AM Delaying amendment
    • F-1 Registration statement for certain foreign private issuers
    • F-1/A This filing is a pre-effective amendment to an F-1 filing
    • F-1MEF Registration of up to an additional 20% of securities for an offering filed on an F-1
    • F-2 Registration statement for certain foreign private issuers
    • F-2/A Amendment to a previously filed F-2
    • F-3 Registration statement for certain foreign private issuers offered for certain transactions
    • F-3/A Amendment to a previously filed F-3
    • F-3DPOS Amendment to a previously filed F-3D
    • F-4 Registration statement for foreign private issuers issued in certain business transactions
    • F-4/A Amendment to a previously filed F-4
    • F-6 Registration of depository shares evidenced by American Depository Receipts
    • F-6 POS Post-effective amendment to a previously filed F-6
    • F-6/A Amendment to a previously filed F-6
    • N-1 Registration statement for open-end management investment companies
    • N-1/A Amendments to a previously filed N-1
    • N-14 Registration statement for investment companies business combination
    • N-14/A Pre-effective amendment to a previously filed N-14
    • N-1A Registration statement for Mutual Funds
    • N-1A EL N-1A EL    
    • N-1A EL/A N-1A EL/A    
    • N-1A/A Pre-effective amendments
    • N-2 Registration statement for closed-end investment companies
    • N-2/A RPre-effective amendment to an N-2 filing
    • N-2MEF N-2MEF    
    • N-3 Registration statement for separate accounts (management investment companies)
    • N-3 EL N-3 EL    
    • N-3 EL/A N-3 EL/A    
    • N-3/A Pre-effective amendment to an N-3 filing
    • N-4 Registration statement for separate accounts (unit investment trusts)
    • N-4 EL N-4 EL    
    • N-4 EL/A N-4 EL/A    
    • N-4/A Pre-effective amendment to an N-4 filing
    • N-5 Registration statement for small business investment companies
    • N-5/A Pre-effective amendment to an N-5 filing
    • N-54A Notification of election by business development companies
    • N-54A/A Pre-effective amendment to an N-54A filing
    • N-8A Notification of registration under section 8(a)
    • N-8A/A Pre-effective amendment to an N-8A filing
    • N-8B-2 Registration statement for unit investment trusts
    • N-8B-2/A Amendments to a previously filed N-8B-2
    • N-8B-4 Registration statement for face-amount certificate companies
    • N-8B-4/A Pre-effective amendment to an N-8B-4 filing
    • N14AE24 N14AE24    
    • N14AE24/A N14AE24/A    
    • N14EL24 N14EL24    
    • N14EL24/A N14EL24/A    
    • POS 8C POS 8C    
    • POS AM Post-effective amendment to an S-Type filing
    • POS AMI Post-effective amendments
    • POS EX POS EX    
    • POS462B Post effective amendment to proposed Securities Act Rule 462(b) registration statement
    • POS462C Post effective amendment to proposed Securities Act Rule 462(c) registration statement
    • S-1 Registration statement for face-amount certificate companies
    • S-1/A Amended Registration statement for face-amount certificate companies
    • S-11 Registration of securities of certain real estate companies
    • S-11/A Pre-effective amendment to an S-11 filing
    • S-11MEF Registration of up to an additional 20% of securities for any offering registered on a S-11
    • S-1MEF Registration of up to an additional 20% of securities for any offering registered on an S-1
    • S-2 Optional registration form that may be used by some companies
    • S-2/A Pre-effective amendment to S-2 filing
    • S-20 Initial registration statement for standardized options
    • S-20/A Amendment to a previously filed S-20
    • S-2MEF Registration of up to an additional 20% of securities for any offering registered on an S-2
    • S-3 Simplified registration form
    • S-3/A Pre-effective amendment to an S-3 filing
    • S-3D Registration statement of securities pursuant to dividend or interest reinvestment plans
    • S-3D/A Amendment to a previously filed S-3D
    • S-3DPOS Post-effective amendment to an S-3D filing
    • S-3MEF Registration of up to an additional 20% of securities for any offering registered on a S-3
    • S-4 POS Post-effective amendment to an S-4EF filing
    • S-4EF Securities issued in connection with formation of a bank savings and loan etc
    • S-4EF/A Pre-effective amendment to an S-4EF filing
    • S-4MEF A new registration statement filed under Rule 462(b) to add securities to a prior related registrati
    • S-6 Initial registration statement for unit investment trusts
    • S-6/A Pre-effective amendment to an S-6 filing
    • S-6EL24 S-6EL24    
    • S-6EL24/A S-6EL24/A    
    • S-8 Securities offered to employees pursuant to employee benefit plans
    • S-8 POS Post-effective amendment to an S-8 filing
    • S-8/A Amendment to a previously filed S-8
    • SB-1 Optional filing for small business issuers for the registration of securities to be sold to public
    • SB-1/A Pre-effective amendment to an SB-1 filing
    • SB-2 Optional form for the registration of securities to be sold to the public by small business issuers
    • SB-2/A Pre-effective amendment to an SB-2 filing
    • SB-2MEF Registration of up to an additional 20% of securities for any offering registered on a SB-2
  • 3,4,5 (Insider Transactions)    <<back to top
    • 3 Initial filing by director officer or owner of more than ten percent.
    • 3/A An amendment to a 3 filing. Non-EDGAR filing
    • 4 Statement of changes in beneficial ownership of securities
    • 4/A Amendment to a previously filed 4
    • 5 Annual filing director officer or owner of more than ten percent.
    • 5/A Amendment to a previously filed 5
  • Mergers & Acq.    <<back to top
    • DEFM14A Official notification of matters relating to a merger or acquisition
    • DEFM14C A definitive information statement relating to a merger or an acquisition
    • PREM14A A preliminary proxy statement relating to a merger or acquisition
    • PREM14C A preliminary information statement relating to a merger or acquisition
    • S-4 Registration of securities issued in business combination transactions
    • S-4/A Pre-effective amendment to an S-4 filing
    • SC 14D1 Tender offer statement
    • SC 14D1/A Amendment to a previously filed SC 14D1
    • SC 14D9 Solicitation/recommendation statements
    • SC 14D9/A Amendment to a previously filed SC 14D9
    • SC TO-C Written public communication relating to an issuer or third party tender offer not by the subject co
    • SC TO-I Tender offer schedule and amendment filed by the issuer.
    • SC TO-I/A Amendment to a previously filed SC TO-I
    • SC TO-T Tender offer schedule and amendment filed by a third party.
    • SC TO-T/A Amendment to a previously filed SC TO-T
  • Proxy Statements     <<back to top
    • DEF 14A Official notification to shareholders of matters to be brought to a vote ("Proxy")
    • DEF13E3 Schedule filed as definitive materials
    • DEF13E3/A Amendment to a previously filed DEF 13E3
    • DEFA14A Additional proxy soliciting materials - definitive
    • DEFA14C Additional information statement materials - definitive
    • DEFC14A Definitive proxy statement in connection with contested solicitations
    • DEFC14C Definitive information statement indicating contested solicitations
    • DEFN14A Proxy statement filed by non-management not in connection with contested solicitations
    • DEFR14A DEFR14A    
    • DEFR14C Revised information statement materials - definitive
    • DEFS14A A definitive proxy statement giving notice regarding a special meeting
    • DEFS14C A definitive information statement regarding a special meeting
    • DFAN14A Additional proxy soliciting materials filed by non-management
    • DFRN14A Revised definitive proxy statement filed by non-management
    • PRE 14A A preliminary proxy statement providing notification matters to be brought to a vote
    • PRE 14C A preliminary proxy statement containing all other information
    • PRE13E3 Initial statement - preliminary form
    • PRE13E3/A Amendment to a previously filed PRE13E3
    • PREC14A Preliminary proxy statement containing contested solicitations
    • PREC14C Preliminary information statement containing contested solicitations
    • PREN14A Non-management preliminary proxy statements not involving contested solicitations
    • PRER14A Proxy soliciting materials. Revised preliminary material
    • PRER14C Information statements. Revised preliminary material
    • PRES14A A preliminary proxy statement giving notice regarding a special meeting
    • PRES14C A preliminary information statement relating to a special meeting
    • PRRN14A Non-management revised preliminary proxy soliciting materials
    • PX14A6G Notice of exempt solicitation. Definitive material
  • Other    <<back to top
    • All forms not listed in one of the categories above
Filing Date Form Description Filing Group Downloads
Filings Date
27 Jul 2016
Form
8-K
Description
Report of unscheduled material events or corporate event
Filing Group
Current Reports
Downloads XBRL SEC Filing Unavailable
Filings Date
13 Jul 2016
Form
4
Description
Statement of changes in beneficial ownership of securities
Filing Group
3,4,5
Downloads Excel SEC Filing Unavailable XBRL SEC Filing Unavailable
Filings Date
13 Jul 2016
Form
4/A
Description
Amendment to a previously filed 4
Filing Group
3,4,5
Downloads Excel SEC Filing Unavailable XBRL SEC Filing Unavailable
Filings Date
27 Jun 2016
Form
8-K
Description
Report of unscheduled material events or corporate event
Filing Group
Current Reports
Downloads XBRL SEC Filing Unavailable
Filings Date
20 Jun 2016
Form
4
Description
Statement of changes in beneficial ownership of securities
Filing Group
3,4,5
Downloads Excel SEC Filing Unavailable XBRL SEC Filing Unavailable
Filings Date
10 Jun 2016
Form
4
Description
Statement of changes in beneficial ownership of securities
Filing Group
3,4,5
Downloads Excel SEC Filing Unavailable XBRL SEC Filing Unavailable
Filings Date
10 Jun 2016
Form
8-K
Description
Report of unscheduled material events or corporate event
Filing Group
Current Reports
Downloads XBRL SEC Filing Unavailable
Filings Date
8 Jun 2016
Form
4
Description
Statement of changes in beneficial ownership of securities
Filing Group
3,4,5
Downloads Excel SEC Filing Unavailable XBRL SEC Filing Unavailable
Filings Date
7 Jun 2016
Form
8-K
Description
Report of unscheduled material events or corporate event
Filing Group
Current Reports
Downloads XBRL SEC Filing Unavailable
Filings Date
6 Jun 2016
Form
8-K
Description
Report of unscheduled material events or corporate event
Filing Group
Current Reports
Downloads XBRL SEC Filing Unavailable

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